Filing Details
- Accession Number:
- 0001354217-13-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-06 20:29:21
- Reporting Period:
- 2013-02-04
- Filing Date:
- 2013-02-06
- Accepted Time:
- 2013-02-06 20:29:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1354217 | Volcano Corp | VOLC | Electromedical & Electrotherapeutic Apparatus (3845) | 330928885 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1365494 | T John Dahldorf | C/O Volacano Corporation 3661 Valley Centre Drive, Suite 200 San Diego CA 92130 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-04 | 6,125 | $0.00 | 43,133 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-05 | 3,163 | $24.78 | 39,970 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2013-02-04 | 6,125 | $0.00 | 6,125 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Footnotes
- This total includes 99 shares purchased under the 2007 Employee Stock Purchase Plan (ESPP) on August 31, 2012.
- Sale made by the Reporting Person in compliance with the provisions of Rule 10b5-1 to satisfy tax withholding obligations in connection with the partial vesting of Restricted Stock Unit awards.
- The restricted stock units were granted on February 3, 2009. 25% of the restricted stock units vested in equal annual installments over a period of four years.