Filing Details
- Accession Number:
- 0001181431-13-007349
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-02-06 19:57:48
- Reporting Period:
- 2013-02-06
- Filing Date:
- 2013-02-06
- Accepted Time:
- 2013-02-06 19:57:48
- Original Submission Date:
- 2013-01-03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
718789 | Shfl Entertainment Inc. | SHFL | Miscellaneous Manufacturing Industries (3990) | 411448495 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1320817 | Louis Castle | 1106 Palms Airport Drive Las Vegas NV 89119 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-02 | 10,000 | $2.89 | 65,603 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-01-02 | 10,000 | $14.78 | 55,603 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2013-01-02 | 10,000 | $0.00 | 10,000 | $2.89 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-03-01 | 2019-03-18 | No | 4 | M | Direct |
Footnotes
- All sales are made pursuant to Stock Sales Plan, dated September 21, 2013, entered into pursuant to the requirement of Rule 10b5-1, adopted pursuant to the Securities Exchange Act of 1934, as amended.
- The reporting person's original Form 4 incorrectly reported that following the reported transaction the amount of securities beneficially owned was 45,603 shares. The amount of securities beneficially owned following the transaction was 55,603 shares.