Filing Details

Accession Number:
0001246360-13-000948
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-06 19:15:09
Reporting Period:
2013-02-05
Filing Date:
2013-02-06
Accepted Time:
2013-02-06 19:15:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
40211 Gatx Corp GMT Transportation Services (4700) 361124040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1279438 F Curt Glenn 580 California Street
San Francisco CA 94104
Sr. Vp, Portfolio Management No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-05 6,500 $38.63 23,146 No 4 M Direct
Common Stock Disposition 2013-02-06 5,690 $48.27 17,456 No 4 F Direct
Common Stock Disposition 2013-02-06 410 $48.05 17,046 No 4 S Direct
Common Stock Disposition 2013-02-06 300 $48.06 16,746 No 4 S Direct
Common Stock Disposition 2013-02-06 100 $48.07 16,646 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock-Settled Stock Appreciation Right Disposition 2013-02-05 6,500 $0.00 6,500 $38.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-03-10 2013-03-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 401(K) 10,626 Indirect 401(k) Plan
Footnotes
  1. GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants purchase units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares.