Filing Details

Accession Number:
0001182489-13-000135
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-06 16:22:52
Reporting Period:
2013-02-04
Filing Date:
2013-02-06
Accepted Time:
2013-02-06 16:22:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825542 Scotts Miracle-Gro Co SMG Agricultural Chemicals (2870) 311414921
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1180173 Littlefield Katherine Hagedorn C/O The Scotts Miracle-Gro Company
14111 Scottslawn Road
Marysville OH 43041
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2013-02-04 2,692 $0.00 2,692 No 4 M Direct
Common Shares Disposition 2013-02-04 200 $43.44 2,492 No 4 S Direct
Common Shares Disposition 2013-02-04 92 $43.49 2,400 No 4 S Direct
Common Shares Disposition 2013-02-04 200 $43.50 2,200 No 4 S Direct
Common Shares Disposition 2013-02-04 200 $43.62 2,000 No 4 S Direct
Common Shares Disposition 2013-02-04 200 $43.70 1,800 No 4 S Direct
Common Shares Disposition 2013-02-04 200 $43.71 1,600 No 4 S Direct
Common Shares Disposition 2013-02-04 200 $43.82 1,400 No 4 S Direct
Common Shares Disposition 2013-02-04 200 $43.83 1,200 No 4 S Direct
Common Shares Disposition 2013-02-04 200 $43.85 1,000 No 4 S Direct
Common Shares Disposition 2013-02-04 200 $43.85 800 No 4 S Direct
Common Shares Disposition 2013-02-04 200 $43.93 600 No 4 S Direct
Common Shares Disposition 2013-02-04 200 $43.94 400 No 4 S Direct
Common Shares Disposition 2013-02-04 200 $43.94 200 No 4 S Direct
Common Shares Disposition 2013-02-04 200 $43.97 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Deferred Stock Units Disposition 2013-02-04 2,692 $0.00 2,692 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 3,010,746 Indirect HPLP
Footnotes
  1. The deferred stock units were granted, together with an equal number of related dividend equivalents, under The Scotts Miracle-Gro Company Long-Term Incentive Plan (formerly known as The Scotts Miracle-Gro Company Amended and Restated 2006 Long-Term Incentive Plan), and subject to the terms and conditions of an individual award agreement. Each whole deferred stock unit represents a contingent right to receive one common share of the Issuer ("Common Shares"). The deferred stock units settled on February 4, 2013.
  2. Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings she may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.