Filing Details
- Accession Number:
- 0001182489-13-000135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-06 16:22:52
- Reporting Period:
- 2013-02-04
- Filing Date:
- 2013-02-06
- Accepted Time:
- 2013-02-06 16:22:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
825542 | Scotts Miracle-Gro Co | SMG | Agricultural Chemicals (2870) | 311414921 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1180173 | Littlefield Katherine Hagedorn | C/O The Scotts Miracle-Gro Company 14111 Scottslawn Road Marysville OH 43041 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2013-02-04 | 2,692 | $0.00 | 2,692 | No | 4 | M | Direct | |
Common Shares | Disposition | 2013-02-04 | 200 | $43.44 | 2,492 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-02-04 | 92 | $43.49 | 2,400 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-02-04 | 200 | $43.50 | 2,200 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-02-04 | 200 | $43.62 | 2,000 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-02-04 | 200 | $43.70 | 1,800 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-02-04 | 200 | $43.71 | 1,600 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-02-04 | 200 | $43.82 | 1,400 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-02-04 | 200 | $43.83 | 1,200 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-02-04 | 200 | $43.85 | 1,000 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-02-04 | 200 | $43.85 | 800 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-02-04 | 200 | $43.93 | 600 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-02-04 | 200 | $43.94 | 400 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-02-04 | 200 | $43.94 | 200 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-02-04 | 200 | $43.97 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Deferred Stock Units | Disposition | 2013-02-04 | 2,692 | $0.00 | 2,692 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 3,010,746 | Indirect | HPLP |
Footnotes
- The deferred stock units were granted, together with an equal number of related dividend equivalents, under The Scotts Miracle-Gro Company Long-Term Incentive Plan (formerly known as The Scotts Miracle-Gro Company Amended and Restated 2006 Long-Term Incentive Plan), and subject to the terms and conditions of an individual award agreement. Each whole deferred stock unit represents a contingent right to receive one common share of the Issuer ("Common Shares"). The deferred stock units settled on February 4, 2013.
- Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings she may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.