Filing Details

Accession Number:
0001144204-13-006436
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-06 16:08:45
Reporting Period:
2013-02-04
Filing Date:
2013-02-06
Accepted Time:
2013-02-06 16:08:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1426800 Ventrus Biosciences Inc VTUS Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1374805 H Russell Ellison 99 Hudson Street
5Th Floor
New York NY US 10013
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-04 9,376 $2.52 9,376 No 4 P Direct
Common Stock Acquisiton 2013-02-05 5,624 $2.59 15,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (right to buy) $8.10 2022-01-15 60,000 60,000 Direct
Common Stock Stock Options (right to buy) $6.00 2020-12-22 573,599 573,599 Direct
Common Stock Warrants (right to buy) $7.69 2014-11-08 8,065 8,065 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-01-15 60,000 60,000 Direct
2020-12-22 573,599 573,599 Direct
2014-11-08 8,065 8,065 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.52, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.59, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. The options vest 1/3 on 1/15/2013, and the remaining 2/3 will vest in equal installments on the first and second anniversaries after 1/15/2013.
  4. The options vested 1/3 on 12/22/2010, and the remaining 2/3 will vest in equal installments on the first and second anniversaries after 12/22/2010.
  5. The warrant vested in three installments on 3/21/2008 (2,689 shares), 3/21/2009 (2,688 shares) and 3/21/2010 (2,688 shares).