Filing Details
- Accession Number:
- 0000855658-13-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-05 19:37:51
- Reporting Period:
- 2013-02-01
- Filing Date:
- 2013-02-05
- Accepted Time:
- 2013-02-05 19:37:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 855658 | Lattice Semiconductor Corp | LSCC | Semiconductors & Related Devices (3674) | 930835214 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1292289 | Wayne Byron Milstead | 5555 N.e. Moore Ct. Hillsboro OR 97124 | Vp Corp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-01 | 992 | $0.00 | 5,311 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-01 | 413 | $4.63 | 4,898 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-02-04 | 8,125 | $1.98 | 13,023 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-04 | 8,125 | $4.58 | 4,898 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-02-04 | 8,125 | $0.00 | 8,125 | $1.98 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2013-02-01 | 992 | $0.00 | 992 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,375 | 2010-02-03 | 2016-11-03 | No | 4 | M | Direct |
| 23,488 | 2012-02-01 | No | 4 | M | Direct |
Footnotes
- Restricted Stock Units - no purchase price for this transaction.
- These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amoun retained by the Issuer was not in excess of the amount of the tax liability.
- This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.
- Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
- Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.
- Not applicable.
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