Filing Details
- Accession Number:
- 0000909450-13-000002
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2013-02-05 18:54:48
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-02-05
- Accepted Time:
- 2013-02-05 18:54:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 941685 | Imageware Systems Inc | IWSY | Services-Prepackaged Software (7372) | 330224167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 909450 | Gruber & Mcbaine Capital Management Llc | 234 Van Ness Suite 5 San Francisco CA 94102 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-01-16 | 50,000 | $1.00 | 3,844,522 | No | 5 | S | Indirect | By Limited Partnership and Investment Advisory Accounts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | S | Indirect | By Limited Partnership and Investment Advisory Accounts |
Footnotes
- This form is filed by Gruber & McBaine Capital Management, LLC (GMCM), a limited liability company that is an investment adviser for client accounts and a general partner of investment limited partnerships; Jon D. Gruber (Gruber) and J. Patterson McBaine (McBaine), who are managers,members and portfolio managers of GMCM.
- This total is the number of shares beneficially owned after the transactions reported in accounts and investment partnerships in which the reporting persons have some pecuniary interest; the total excludes shares held in other client accounts managed by GMCM in which the reporting persons have no pecuniary interest.
- By GMCM, as an investment adviser for client accounts and a general partner of investment partnerships,and by Gruber and McBaine as managers, members and portfolio managers of GMCM. GMCM, Gruber, and McBaine have pecuniary interest in those client accounts and partnerships that in the aggregate represent less than the total number of shares shown in Items 4 and 5. Each such reporting person disclaims beneficial ownership of the securities with respect to which indirect beneficial ownership is reported, except to the extent of that reporting persons pro rata pecuniary interest therein.
Billionaire Hedge Funds
