Filing Details
- Accession Number:
- 0000909954-13-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-05 18:39:54
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-02-05
- Accepted Time:
- 2013-02-05 18:39:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 909954 | Green Mountain Coffee Roasters Inc | GMCR | Miscellaneous Food Preparations & Kindred Products (2090) | 030339228 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1226477 | G Frances Rathke | C/O Green Mountain Coffee Roasters, Inc. 33 Coffee Lane Waterbury VT 05676 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Gmcr Common Stock | Disposition | 2012-12-31 | 107,523 | $0.00 | 1,477 | No | 5 | G | Indirect | By Rathke Family Trust |
| Gmcr Common Stock | Acquisiton | 2013-02-01 | 20,000 | $2.95 | 21,477 | No | 4 | M | Direct | |
| Gmcr Common Stock | Disposition | 2013-02-01 | 20,000 | $45.48 | 1,477 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | By Rathke Family Trust |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Gmcr Common Stock | GMCR Stock Option | Disposition | 2013-02-01 | 20,000 | $0.00 | 20,000 | $2.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 232,450 | 2016-05-03 | No | 4 | M | Direct |
Footnotes
- These shares are held in trust for the benefit of the reporting person's children. The reporting person's spouse is the trustee of the trust.
- This sale was affected to a Rule 10b5-1 trading plan, duly executed on 08/31/2012.
- Options vest in four equal annual installments, with the first installment vesting on 05/03/2007, the first anniversary of the grant date.
- 1 for 1
Billionaire Hedge Funds
