Filing Details
- Accession Number:
- 0001209191-13-006601
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-05 17:51:41
- Reporting Period:
- 2013-02-01
- Filing Date:
- 2013-02-05
- Accepted Time:
- 2013-02-05 17:51:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245211 | Jr W Harry Kellogg | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-01 | 1,000 | $52.72 | 7,614 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-01 | 300 | $66.23 | 7,314 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-02-01 | 700 | $66.22 | 8,687 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2012-02-01 | 1,000 | $52.72 | 1,000 | $52.72 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,850 | 2008-05-22 | 2014-05-22 | No | 4 | M | Direct |
Footnotes
- The exercise and sale of the stock option in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective November 6, 2012.