Filing Details

Accession Number:
0001181431-13-006802
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-05 16:32:25
Reporting Period:
2013-02-01
Filing Date:
2013-02-05
Accepted Time:
2013-02-05 16:32:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1357204 Dunkin' Brands Group Inc. DNKN Retail-Eating & Drinking Places (5810) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1012681 H John Costello C/O Dunkin' Brands Group, Inc.
130 Royall Street
Canton MA 02021
Chf.glob.mkt.& Innovation Off. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-01 35,000 $3.02 57,432 No 4 M Direct
Common Stock Disposition 2013-02-01 35,000 $36.85 22,432 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to purchase Common Stock Disposition 2013-02-01 29,850 $0.00 29,850 $3.02
Common Stock Option to Purchase Common Stock Disposition 2013-02-01 5,150 $0.00 5,150 $3.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
85,968 2020-02-23 No 4 M Direct
37,018 2020-02-23 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.66 to $36.90, inclusive. The reporting person undertakes to provide
  2. (2) On 02/23/2010, the reporting person was granted an option to purchase 153,239 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 2/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria.
  3. On 2/23/2010, the reporting person was granted an option to purchase 65,674 shares of Common Stock. The option vests based upon time criteria (five equal installments that began on 2/23/2011).