Filing Details
- Accession Number:
- 0001209191-13-006453
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-05 16:31:10
- Reporting Period:
- 2013-02-05
- Filing Date:
- 2013-02-05
- Accepted Time:
- 2013-02-05 16:31:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1499268 | Affinity Gaming | NONE | Hotels & Motels (7011) | 020815199 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1515358 | Z Capital Partners, L.l.c. | 150 Field Drive, Ste 300 Lake Forest IL 60045 | No | No | Yes | No | |
1530859 | Zenni Holdings Llc | 150 Field Drive, Ste 300 Lake Forest IL 60045 | No | No | Yes | No | |
1530860 | Z Capital Special Situations Adviser Lp | 150 Field Drive, Ste 300 Lake Forest IL 60045 | No | No | Yes | No | |
1530861 | Z Capital Special Situations Fund Gp Lp | 150 Field Drive, Ste 300 Lake Forest IL 60045 | No | No | Yes | No | |
1530862 | Z Capital Special Situations Fund Ugp Llc | 150 Field Drive, Ste 300 Lake Forest IL 60045 | No | No | Yes | No | |
1530898 | Jr Joseph James Zenni | 150 Field Drive, Ste 300 Lake Forest IL 60045 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2013-02-05 | 823,488 | $12.00 | 6,096,046 | No | 4 | P | Indirect | See footnotes |
Common Shares | Acquisiton | 2013-02-05 | 74,971 | $11.88 | 6,171,017 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
Footnotes
- Includes Common Shares ("Shares") acquired pursuant to trades entered into prior to the Issuer's announced adoption of the Rights Agreement (the "Rights Agreement") on December 21, 2012 between the Issuer and American Stock Transfer & Trust Company, LLC, as Rights Agent. The Issuer has confirmed that it will deem prospective buyers under any pending trades entered into prior to the announced adoption of the Rights Agreement on December 21, 2012 to have beneficially owned such Shares for purposes of the Rights Agreement as of the date such trades were entered into, subject to certain conditions. Accordingly, the acquisition of the Shares reported herein does not in any way trigger the provisions of the Rights Agreement.
- Includes 3,523,936.23 Shares that may be deemed to be indirectly beneficially owned by Z Capital Special Situations Adviser, L.P. ("Special Adviser"), as the investment adviser of certain private funds; Z Capital Partners, L.L.C. ("Z Capital"), as the general partner of Special Adviser; Zenni Holdings, LLC ("Zenni Holdings"), as the managing member of Z Capital; and James J. Zenni ("Mr. Zenni"), as the President of Z Capital and the sole owner of Zenni Holdings. Also includes 2,572,110.17 Shares that may be deemed to be indirectly beneficially owned by Z Capital Special Situations Fund GP, L.P. ("Special GP"), as the manager of certain private funds; Z Capital Special Situations Fund UGP, L.L.C. ("Special UGP"), as the general partner of Special GP; Z Capital, as the managing member of Special UGP; Zenni Holdings, as the managing member of Z Capital; and Mr. Zenni, as the President of Z Capital and the sole owner of Zenni Holdings.
- Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his or its pecuniary interest therein.
- Includes 3,598,907.23 Shares that may be deemed to be indirectly beneficially owned by Special Adviser, as the investment adviser of certain private funds; Z Capital, as the general partner of Special Adviser; Zenni Holdings, as the managing member of Z Capital; and Mr. Zenni, as the President of Z Capital and the sole owner of Zenni Holdings. Also includes 2,572,110.17 Shares that may be deemed to be indirectly beneficially owned by Special GP, as the manager of certain private funds; Special UGP, as the general partner of Special GP; Z Capital, as the managing member of Special UGP; Zenni Holdings, as the managing member of Z Capital; and Mr. Zenni, as the President of Z Capital and the sole owner of Zenni Holdings.