Filing Details
- Accession Number:
- 0001225208-13-002981
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-05 16:18:55
- Reporting Period:
- 2013-02-04
- Filing Date:
- 2013-02-05
- Accepted Time:
- 2013-02-05 16:18:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 14272 | Bristol Myers Squibb Co | BMY | Pharmaceutical Preparations (2834) | 220790350 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1524143 | Paul Autenried Von | Bristol-Myers Squibb Company 345 Park Avenue New York NY 10154 | Svp & Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 Par Value | Acquisiton | 2013-02-04 | 21,049 | $22.14 | 55,262 | No | 4 | M | Direct | |
| Common Stock, $0.10 Par Value | Acquisiton | 2013-02-04 | 19,500 | $28.11 | 74,762 | No | 4 | M | Direct | |
| Common Stock, $0.10 Par Value | Acquisiton | 2013-02-04 | 15,663 | $27.01 | 90,425 | No | 4 | M | Direct | |
| Common Stock, $0.10 Par Value | Disposition | 2013-02-04 | 50,300 | $36.67 | 40,125 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 Par Value | Option (right to buy) | Disposition | 2013-02-04 | 19,500 | $0.00 | 19,500 | $28.11 |
| Common Stock, $0.10 Par Value | Option (right to buy) | Disposition | 2013-02-04 | 21,049 | $0.00 | 21,049 | $22.14 |
| Common Stock, $0.10 Par Value | Option (right to buy) | Disposition | 2013-02-04 | 15,663 | $0.00 | 15,663 | $27.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-03-01 | No | 4 | M | Direct | |
| 0 | 2018-03-03 | No | 4 | M | Direct | |
| 0 | 2017-03-05 | No | 4 | M | Direct |
Footnotes
- The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $36.63 to $36.70, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 2, 2004.
- Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 4, 2008.
- Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 6, 2007.
Billionaire Hedge Funds
