Filing Details
- Accession Number:
- 0001209191-13-006268
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-04 20:44:46
- Reporting Period:
- 2013-01-31
- Filing Date:
- 2013-02-04
- Accepted Time:
- 2013-02-04 20:44:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1080099 | Informatica Corp | INFA | Services-Prepackaged Software (7372) | 770333710 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1275992 | Sohaib Abbasi | C/O Informatica Corporation 100 Cardinal Way Redwood City CA 94063 | Ceo, President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-31 | 853 | $24.89 | 99,287 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2013-02-01 | 21,185 | $37.43 | 78,102 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock option (right to buy) | Acquisiton | 2013-02-01 | 80,000 | $0.00 | 80,000 | $37.43 |
| Common Stock | Performance-based Restricted Stock Unit | Acquisiton | 2013-02-01 | 81,000 | $0.00 | 81,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 80,000 | 2020-02-01 | No | 4 | A | Direct | |
| 81,000 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 263,274 | Indirect | By GRAT |
Footnotes
- Shares acquired pursuant to the Employee Stock Purchase Plan of Informatica Corporation.
- Adjusted to show the reporting person's contribution to his grantor retained annuity trust (GRAT).
- These shares were withheld by the Company as required for related tax liability in connection with the vesting of restricted stock units granted in prior years.
- Certain of these securities are restricted stock units. Each unit represents the Reporting Person's right to receive one share of Common Stock, subject to the applicable vesting schedule.
- These options are exercisable at the rate of 1/48th of the shares subject to such options on each monthly anniversary of the vesting commencement date. Such options have a term of seven years from the date of grant.
- Each restricted stock unit represents a contingent right to receive one share of Common Stock.
- This performance-based restricted stock unit ("PSRU") award is eligible to vest as follows: (1) 75% of the award is eligible to vest upon achievement of certain performance criteria based on total revenues, and (2) 25% of the award is eligible to vest upon achievement of certain performance criteria based on non-GAAP operating income. The actual PRSU award earned will vest as to 1/4th of the shares on each anniversary of the original grant date. The number of shares reflected is at the 100% award amount. No PRSUs will be earned below the minimum threshold of performance. At or above such threshold, the actual number of shares may range from 50% to 125% of the 100% award amount.
Billionaire Hedge Funds
