Filing Details

Accession Number:
0001209191-13-006263
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-04 20:39:41
Reporting Period:
2013-02-01
Filing Date:
2013-02-04
Accepted Time:
2013-02-04 20:39:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
814547 Fair Isaac Corp FICO Services-Business Services, Nec (7389) 941499887
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203980 George A Battle 181 Metro Drive
San Jose CA 95110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-01 19,125 $32.46 31,828 No 4 M Direct
Common Stock Disposition 2013-02-01 18,475 $45.15 13,353 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option Disposition 2013-02-01 16,875 $0.00 16,875 $32.46
Common Stock Non-Qualified Stock Option Disposition 2013-02-01 2,250 $0.00 2,250 $32.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-02-03 2013-02-03 No 4 M Direct
0 2003-02-03 2013-02-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,010 Indirect A. George Battle 2011 Separate Property Trust
Common Stock 10,000 Indirect Treehouse Vineyards LLC
Footnotes
  1. Exercised pursuant to insider's 10b5-1 plan.
  2. Mr. Battle's direct and indirect holdings on this filing have been reduced by 12,388 shares from his last ownership reporting as he relinquished control over his adult children's shares he had disclaimed beneficial ownership in for purposes of Section 16 or any other purpose. Further, since his last filing, Mr. Battle has transferred certain holdings as indicated on this filing to his Trust and to an LLC he owns in part.
  3. Sold pursuant to insider's 10b5-1 plan.
  4. This transaction was executed in multiple trades at prices ranging from $45.00 to $45.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  5. This option vested in full upon the date of grant.