Filing Details
- Accession Number:
- 0001209191-13-006263
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-04 20:39:41
- Reporting Period:
- 2013-02-01
- Filing Date:
- 2013-02-04
- Accepted Time:
- 2013-02-04 20:39:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
814547 | Fair Isaac Corp | FICO | Services-Business Services, Nec (7389) | 941499887 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1203980 | George A Battle | 181 Metro Drive San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-01 | 19,125 | $32.46 | 31,828 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-01 | 18,475 | $45.15 | 13,353 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option | Disposition | 2013-02-01 | 16,875 | $0.00 | 16,875 | $32.46 |
Common Stock | Non-Qualified Stock Option | Disposition | 2013-02-01 | 2,250 | $0.00 | 2,250 | $32.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2003-02-03 | 2013-02-03 | No | 4 | M | Direct |
0 | 2003-02-03 | 2013-02-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,010 | Indirect | A. George Battle 2011 Separate Property Trust |
Common Stock | 10,000 | Indirect | Treehouse Vineyards LLC |
Footnotes
- Exercised pursuant to insider's 10b5-1 plan.
- Mr. Battle's direct and indirect holdings on this filing have been reduced by 12,388 shares from his last ownership reporting as he relinquished control over his adult children's shares he had disclaimed beneficial ownership in for purposes of Section 16 or any other purpose. Further, since his last filing, Mr. Battle has transferred certain holdings as indicated on this filing to his Trust and to an LLC he owns in part.
- Sold pursuant to insider's 10b5-1 plan.
- This transaction was executed in multiple trades at prices ranging from $45.00 to $45.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This option vested in full upon the date of grant.