Filing Details
- Accession Number:
- 0001181431-13-006555
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-04 19:51:23
- Reporting Period:
- 2013-02-01
- Filing Date:
- 2013-02-04
- Accepted Time:
- 2013-02-04 19:51:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718789 | Shfl Entertainment Inc. | SHFL | Miscellaneous Manufacturing Industries (3990) | 411448495 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247297 | W Linster Fox | 1106 Palms Airport Drive Las Vegas NV 89119 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-01 | 6,611 | $7.12 | 39,466 | No | 4 | M | Indirect | Fox Family Trust, L Fox TTEE |
| Common Stock | Disposition | 2013-02-01 | 6,611 | $15.00 | 32,855 | No | 4 | S | Indirect | Fox Family Trust, L Fox TTEE |
| Common Stock | Acquisiton | 2013-02-01 | 6,325 | $11.51 | 39,810 | No | 4 | M | Indirect | Fox Family Trust, L Fox TTEE |
| Common Stock | Disposition | 2013-02-01 | 6,325 | $15.00 | 32,855 | No | 4 | S | Indirect | Fox Family Trust, L Fox TTEE |
| Common Stock | Acquisiton | 2013-02-01 | 5,807 | $12.54 | 38,662 | No | 4 | M | Indirect | Fox Family Trust, L Fox TTEE |
| Common Stock | Disposition | 2013-02-01 | 5,807 | $15.00 | 32,855 | No | 4 | S | Indirect | Fox Family Trust, L Fox TTEE |
| Common Stock | Disposition | 2013-02-01 | 3,475 | $15.00 | 29,380 | No | 4 | S | Indirect | Fox Family Trust, L Fox TTEE |
| Common Stock | Disposition | 2013-02-01 | 2,825 | $15.00 | 26,555 | No | 4 | S | Indirect | Fox Family Trust, L Fox TTEE |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | Fox Family Trust, L Fox TTEE |
| No | 4 | S | Indirect | Fox Family Trust, L Fox TTEE |
| No | 4 | M | Indirect | Fox Family Trust, L Fox TTEE |
| No | 4 | S | Indirect | Fox Family Trust, L Fox TTEE |
| No | 4 | M | Indirect | Fox Family Trust, L Fox TTEE |
| No | 4 | S | Indirect | Fox Family Trust, L Fox TTEE |
| No | 4 | S | Indirect | Fox Family Trust, L Fox TTEE |
| No | 4 | S | Indirect | Fox Family Trust, L Fox TTEE |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2013-02-01 | 1,611 | $0.00 | 1,611 | $7.12 |
| Common Stock | Stock Options | Disposition | 2013-02-01 | 5,000 | $0.00 | 5,000 | $7.12 |
| Common Stock | Stock Options | Disposition | 2013-02-01 | 6,325 | $0.00 | 6,325 | $11.51 |
| Common Stock | Stock Options | Disposition | 2013-02-01 | 5,807 | $0.00 | 5,807 | $12.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-08-10 | 2019-08-10 | No | 4 | M | Indirect |
| 0 | 2010-08-10 | 2019-08-10 | No | 4 | M | Indirect |
| 0 | 2012-12-21 | 2020-12-21 | No | 4 | M | Indirect |
| 0 | 2013-01-17 | 2022-01-17 | No | 4 | M | Indirect |
Footnotes
- All sales are made pursuant to Stock Sales Plan, dated September 28, 2012, entered into pursuant to the requirement of Rule 10b5-1, adopted pursuant to the Securities Exchange Act of 1934, as amended.
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