Filing Details
- Accession Number:
- 0001234452-13-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-04 19:49:10
- Reporting Period:
- 2013-01-31
- Filing Date:
- 2013-02-04
- Accepted Time:
- 2013-02-04 19:49:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1434807 | P James Lederer | 5775 Morehouse Dr. San Diego CA 92121-1714 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-31 | 5,503 | $44.75 | 32,137 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-01-31 | 5,503 | $67.00 | 26,634 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-01-31 | 4,167 | $52.87 | 30,801 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-01-31 | 4,167 | $67.00 | 26,634 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-01-31 | 1,000 | $47.35 | 27,634 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-01-31 | 1,000 | $67.00 | 26,634 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-01-31 | 3,250 | $43.24 | 29,884 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-01-31 | 3,250 | $67.00 | 26,634 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-02-01 | 22,179 | $66.71 | 4,455 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-01-31 | 3,250 | $0.00 | 3,250 | $43.24 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-01-31 | 5,503 | $0.00 | 5,503 | $44.75 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-01-31 | 1,000 | $0.00 | 1,000 | $47.35 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-01-31 | 4,167 | $0.00 | 4,167 | $52.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,334 | 2018-04-24 | No | 4 | M | Direct | |
14,676 | 2019-11-08 | No | 4 | M | Direct | |
1,667 | 2018-05-18 | No | 4 | M | Direct | |
13,334 | 2018-08-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 50 | Indirect | by Custodial Account |
Common Stock | 100 | Indirect | by Joint Account |
Footnotes
- The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
- Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013.
- The sale prices for this transaction ranged from $66.70 to $66.73. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Securities held by Mitchell J. Lederer (UTMA/CA) and James P. Lederer (C/F).
- Securities held in two separate Joint Accounts: 50 shares are held by Kyle R. Lederer and James P. Lederer (JTWROS) and 50 shares are held by Brian K. Lederer and James P. Lederer (JTWROS).
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
- Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.