Filing Details
- Accession Number:
- 0001181431-13-006519
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-04 19:11:33
- Reporting Period:
- 2013-01-31
- Filing Date:
- 2013-02-04
- Accepted Time:
- 2013-02-04 19:11:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1293310 | Kalobios Pharmaceuticals Inc | KBIO | Pharmaceutical Preparations (2834) | 770557236 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1178419 | 5Am Ventures Llc | 2200 Sand Hill Road Suite 110 Menlo Park CA 94025 | No | No | Yes | No | |
| 1215737 | 5Am Co Investors Llc | 2200 Sand Hill Road Suite 110 Menlo Park CA | No | No | Yes | No | |
| 1555951 | 5Am Partners Llc | 2200 Sand Hill Road Suite 110 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-31 | 62,500 | $8.00 | 223,190 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The shares were acquired as follows: 54,745 shares by 5AM Ventures LLC ("Ventures") and 7,755 shares by 5AM Co-Investors LLC ("Co-Investors").
- Reflects 1-for-3.56147 reverse stock split which became effective on January 15, 2013.
- The shares are held as follows: 195,349 shares Ventures and 27,841 shares by Co-Investors. 5AM Partners LLC is the general partner of Ventures and Co-Investors. The managing directors of 5AM Partners LLC are Dr. John D. Diekman and Andrew J. Schwab.
Billionaire Hedge Funds
