Filing Details
- Accession Number:
- 0001181431-13-006503
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-04 18:31:44
- Reporting Period:
- 2013-01-31
- Filing Date:
- 2013-02-04
- Accepted Time:
- 2013-02-04 18:31:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137789 | Seagate Technology Plc | STX | Computer Storage Devices (3572) | 980648577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1476070 | Jr H David Morton | Seagate Technology Plc 10200 S. De Anza Boulevard Cupertino CA 95014 | Vp, Finance, Treasurer & Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2013-01-31 | 3,333 | $3.35 | 28,967 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2013-01-31 | 1,146 | $11.07 | 30,133 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2013-01-31 | 1,219 | $11.16 | 31,332 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2013-01-31 | 3,198 | $33.95 | 28,134 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2013-01-31 | 2,500 | $33.95 | 25,634 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | NQ Stock Options | Disposition | 2013-01-31 | 3,333 | $0.00 | 3,333 | $3.35 |
Ordinary Shares | NQ Stock Options | Disposition | 2013-01-31 | 1,146 | $0.00 | 1,146 | $11.07 |
Ordinary Shares | NQ Stock Options | Disposition | 2013-01-31 | 1,219 | $0.00 | 1,219 | $11.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,334 | 2010-09-11 | 2016-03-06 | No | 4 | M | Direct |
11,459 | 2011-09-13 | 2017-09-13 | No | 4 | M | Direct |
19,500 | 2012-09-12 | 2018-09-12 | No | 4 | M | Direct |
Footnotes
- On January 31, 2013, the Reporting Person purchased 169 Ordinary Shares under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under the Securities Exchange Act of 1934.
- Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four and a half year vesting schedule. One quarter of the option shares vested on September 11, 2010. Following continuous employment, the remaining option shares vest in equal monthly installments over the 36 months following September 11, 2010.
- Options granted to the Reporting Person under the Issuer's 2001 Share Option Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 13, 2011. The remaining option shares vest in equal monthly installments over the 36 months following September 13, 2011.
- Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 12, 2012. The remaining option shares vest in equal monthly installments over the 36 months following September 12, 2012.