Filing Details
- Accession Number:
- 0001503453-13-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-04 17:46:30
- Reporting Period:
- 2013-02-01
- Filing Date:
- 2013-02-04
- Accepted Time:
- 2013-02-04 17:46:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001902 | Intevac Inc | IVAC | Special Industry Machinery, Nec (3559) | 943125814 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1008374 | H Norman Pond | 3560 Bassett Street Santa Clara CA 95054 | Ceo & Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-01 | 10,000 | $4.20 | 710,045 | No | 4 | P | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | by Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,872 | Direct | |
| Common Stock | 38,144 | Indirect | by Partnership |
Footnotes
- Includes 589,960 shares held by the Norman Hugh Pond and Natalie Pond Trust DTD 12/23/90, 32,357 shares held by the Pond 1996 Charitable Remainder Unitrust DTD 10/15/96 and 87,728 shares held by various trusts for the benefit of the Reporting Person's immediate family members. The Reporting Person serves as the trustee of these trusts.
- Shares are held in the name of the Pond Family Partnership, L.P., a Partnership. Norman Pond is the General Partner of the Partnership.
Billionaire Hedge Funds
