Filing Details

Accession Number:
0001209191-13-006128
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-04 17:44:09
Reporting Period:
2013-02-01
Filing Date:
2013-02-04
Accepted Time:
2013-02-04 17:44:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
809933 Ecology & Environment Inc EEI Services-Engineering Services (8711) 160971022
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
933326 J Gerhard Neumaier 368 Pleasant View Drive
Lancaster NY 14086
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-02-01 374 $12.90 1,403 No 4 P Indirect by spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 375,518 Direct
Class A Common Stock 2 Indirect By general partnership
Class A Common Stock 17,026 Direct
Class A Common Stock 20,361 Indirect By IRA account of reporting person
Footnotes
  1. Class B Common Stock is convertible one-for-one into Class A Common Stock
  2. Reporting person is a party to an Agreement dated May 12, 1970 among Messrs. Gerhard J. Neumaier, Frank B. Silvestro, Gerald A. Strobel and Ronald L. Frank, whereby none of the shares subject to the Agreement may be sold without the seller first granting the others a right of first refusal. In addition, certain of the shares of Class B Common Stock owned by certain members of their families are subject to this right of first refusal. This is not an admission that the reporting person is the beneficial owner of the shares held in the name of others.
  3. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  4. The reporting person disclaims beneficial ownership in the shares owned by his spouse.