Filing Details
- Accession Number:
- 0000895813-13-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-04 17:28:15
- Reporting Period:
- 2013-01-30
- Filing Date:
- 2013-02-04
- Accepted Time:
- 2013-02-04 17:28:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1548046 | D. Richard Kukla | 50 South Lasalle Street Chicago IL 60603 | Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-30 | 344 | $32.62 | 29,830 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-01-30 | 344 | $51.83 | 29,486 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2013-01-30 | 344 | $0.00 | 344 | $32.62 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-02-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,843 | Direct | |
Common Stock | 10,440 | Indirect | 401(k) |
Footnotes
- Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- as of 12/31/2012.
- This option became excercisable in three annual installments beginning 2/18/2004.