Filing Details
- Accession Number:
- 0001179110-13-001787
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-04 17:04:45
- Reporting Period:
- 2013-02-01
- Filing Date:
- 2013-02-04
- Accepted Time:
- 2013-02-04 17:04:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1292426 | Gfi Group Inc. | GFIG | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 800006224 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1314400 | Scott Pintoff | C/O Gfi Group Inc. 55 Water Street New York NY 10041 | General Counsel And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-02-01 | 50,000 | $3.50 | 21,512 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 8,733 | 8,733 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 28,330 | 28,330 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 52,356 | 52,356 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
8,733 | 8,733 | Direct | |
28,330 | 28,330 | Direct | |
52,356 | 52,356 | Direct |
Footnotes
- The Restricted Stock Units settle 1 for 1 upon vesting.
- The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2010.
- The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2011.
- The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2012.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.