Filing Details
- Accession Number:
- 0000891839-13-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-04 17:00:53
- Reporting Period:
- 2013-01-31
- Filing Date:
- 2013-02-04
- Accepted Time:
- 2013-02-04 17:00:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 792985 | Health Management Associates Inc | HMA | Services-General Medical & Surgical Hospitals, Nec (8062) | 610963645 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1240207 | E Robert Farnham | Health Management Associates, Inc. 5811 Pelican Bay Boulevard, Suite 500 Naples FL 34108 | Senior Vp- Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 Par Value | Acquisiton | 2013-01-31 | 21,328 | $9.22 | 443,915 | No | 4 | M | Direct | |
| Class A Common Stock, $.01 Par Value | Disposition | 2013-01-31 | 21,328 | $10.50 | 422,587 | No | 4 | S | Direct | |
| Class A Common Stock, $.01 Par Value | Acquisiton | 2013-02-01 | 39,067 | $9.22 | 461,654 | No | 4 | M | Direct | |
| Class A Common Stock, $.01 Par Value | Disposition | 2013-02-01 | 400 | $10.48 | 461,254 | No | 4 | S | Direct | |
| Class A Common Stock, $.01 Par Value | Disposition | 2013-02-01 | 5,025 | $10.47 | 456,229 | No | 4 | S | Direct | |
| Class A Common Stock, $.01 Par Value | Disposition | 2013-02-01 | 8,000 | $10.46 | 448,229 | No | 4 | S | Direct | |
| Class A Common Stock, $.01 Par Value | Disposition | 2013-02-01 | 25,642 | $10.45 | 422,587 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2013-01-31 | 21,328 | $0.00 | 21,328 | $9.22 |
| Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2013-02-01 | 39,067 | $0.00 | 39,067 | $9.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 39,067 | 2007-05-20 | 2013-05-19 | No | 4 | M | Direct |
| 0 | 2007-05-20 | 2013-05-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock, $.01 Par Value | 8,739 | Direct | |
| Class A Common Stock, $.01 Par Value | 47,926 | Indirect | 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | $11.31 | 2008-05-18 | 2014-05-17 | 100,659 | 100,659 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-05-17 | 100,659 | 100,659 | Direct |
Footnotes
- These shares are held jointly by Mr. Farnham and his wife.
- This employee stock option was previously reported by Mr. Farnham.
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