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Home > Insider Trading > Filing (0000018230-13-000064)

Filing Details

Accession Number:: 0000018230-13-000064
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-02-04 16:49:10
Reporting Period:: 2013-01-31

Filing Date:: 2013-02-04
Accepted Time:: 2013-02-04 16:49:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
18230	Caterpillar Inc	CAT	Construction Machinery & Equip (3531)	370602744

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1171771	B James Buda	100 N.e. Adams Street Peoria IL 61629	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-01-31	70,000	$45.64	121,646	No	4	M	Direct
Common Stock	Disposition	2013-01-31	70,000	$98.21	51,646	No	4	S	Direct
Common Stock	Disposition	2013-01-31	7,361	$99.25	44,287	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option	Disposition	2013-01-31	70,000	$0.00	70,000	$45.64

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2005-02-18	2015-02-18	No	4	M	Direct

Footnotes

Includes shares acquired under Tax-Conditioned Plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.11 to $98.33, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.25 to $99.26, inclusive.