Filing Details
- Accession Number:
- 0001568734-13-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-04 16:44:27
- Reporting Period:
- 2013-01-31
- Filing Date:
- 2013-02-04
- Accepted Time:
- 2013-02-04 16:44:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1040161 | Pixelworks Inc | PXLW | Semiconductors & Related Devices (3674) | 911761992 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1545031 | D. Neil Woodall | 224 Airport Parkway Suite 400 San Jose CA 95110 | Vp Dsp Eng. & Chief Architect | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-31 | 2,795 | $1.91 | 15,902 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | $1.13 | 2018-10-06 | 5,000 | 5,000 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $2.28 | 2018-02-05 | 2,000 | 2,000 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $2.36 | 2018-02-09 | 25,000 | 25,000 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $3.26 | 2016-07-28 | 15,000 | 15,000 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $3.38 | 2015-09-30 | 15,000 | 15,000 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $6.09 | 2017-02-12 | 2,333 | 2,333 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $7.47 | 2013-12-04 | 6,048 | 6,048 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $13.95 | 2016-02-08 | 5,333 | 5,333 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $21.06 | 2012-07-16 | 13,064 | 13,064 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $21.06 | 2013-09-23 | 16,666 | 16,666 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $27.45 | 2014-07-28 | 25,000 | 25,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-10-06 | 5,000 | 5,000 | Direct |
2018-02-05 | 2,000 | 2,000 | Direct |
2018-02-09 | 25,000 | 25,000 | Direct |
2016-07-28 | 15,000 | 15,000 | Direct |
2015-09-30 | 15,000 | 15,000 | Direct |
2017-02-12 | 2,333 | 2,333 | Direct |
2013-12-04 | 6,048 | 6,048 | Direct |
2016-02-08 | 5,333 | 5,333 | Direct |
2012-07-16 | 13,064 | 13,064 | Direct |
2013-09-23 | 16,666 | 16,666 | Direct |
2014-07-28 | 25,000 | 25,000 | Direct |
Footnotes
- The reporting person is voluntarily reporting the acquisition of shares of the Company's common stock pursuant to the Company's Employee Stock Purchase Plan (ESPP) and the purchase price reflects the allowable discount allowed under the ESPP. This transaction is exempt under Rule 16b-3(c).
- Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.
- Options become exercisable over 18 months as follows: 33.3% on June 30, 2007 and 66.7% becoming exercisable at a rate of 5.56% on a monthly basis thereafter over 12 months, or through June 30, 2008.
- The options become exercisable on a monthly basis at a rate of 10% in year 1, 20% in year 2, 30% in year 3 and 40% in year 4, which commences on the last day of the month the option is granted.
- 25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.
- The option became exercisable on the grant date.