Filing Details
- Accession Number:
- 0001140361-13-004411
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-04 16:42:40
- Reporting Period:
- 2013-01-31
- Filing Date:
- 2013-02-04
- Accepted Time:
- 2013-02-04 16:42:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912093 | Jds Uniphase Corp | JDSU | Semiconductors & Related Devices (3674) | 942579683 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1220778 | H Thomas Waechter | C/O Jds Uniphase Corporation 430 N Mccarthy Boulevard Milpitas CA 95035 | Chief Exec. Officer & Pres. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-31 | 41,667 | $3.65 | 41,667 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-31 | 41,667 | $15.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock option (right-to-buy) | Disposition | 2013-01-31 | 41,667 | $0.00 | 41,667 | $3.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 41,667 | 2012-01-01 | 2017-01-01 | No | 4 | M | Direct |
Footnotes
- Exercise of stock options pursuant to a Rule 10b5-1 Stock Trading Plan.
- Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.
Billionaire Hedge Funds
