Filing Details
- Accession Number:
- 0001021564-13-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-04 16:30:27
- Reporting Period:
- 2013-01-31
- Filing Date:
- 2013-02-04
- Accepted Time:
- 2013-02-04 16:30:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 907649 | Fx Energy Inc | FXEN | Crude Petroleum & Natural Gas (1311) | 870504461 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1021564 | Clay Newton | 3006 Highland Drive Salt Lake City UT 84106 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-01-31 | 14,000 | $4.01 | 129,340 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-01-12 | 1,200 | $0.00 | 128,140 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2012-05-29 | 500 | $0.00 | 127,640 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2013-01-16 | 1,200 | $0.00 | 126,440 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 76,952 | Indirect | By 401(k) |
| Common Stock | 17,000 | Indirect | By IRA |
Footnotes
- Open market sale of common stock pursuant to a Rule 10b5-1 plan filed on November 21, 2012. Sale necessary to pay income taxes on 21,348 shares of restricted stock that vested in 2012, including 6,348 shares at $7.92 per share and 15,000 shares at $4.50 per share.
- Includes 7,500 restricted shares that vest on December 21, 2013, 12,696 restricted shares that vest in two equal annual installments beginning September 16, 2013, and 18,714 restricted shares that vest in three equal annual installments beginning November 15, 2013.
- Shares contributed by the issuer to the reporting person's 401(k).
Billionaire Hedge Funds
