Filing Details
- Accession Number:
- 0001209191-13-005838
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-02-04 11:56:59
- Reporting Period:
- 2013-01-31
- Filing Date:
- 2013-02-04
- Accepted Time:
- 2013-02-04 11:56:59
- Original Submission Date:
- 2013-02-04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1396838 | Dolan Co. | NYSE: DM | Services-Business Services, Nec (7389) | 522065604 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1301132 | C John Bergstrom | 356 Ramsey Street St. Paul MN 55102 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
8.5% Series B Cumulative Preferred Stock | Acquisiton | 2013-01-31 | 2,000 | $23.00 | 2,000 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
Footnotes
- The 8.5% Series B Cumulative Preferred Stock is convertible into shares of the Company's common stock under the following circumstances: (i) a person, syndicate or group acquires beneficial ownership of more than 50% of the total voting power of the Company's capital stock entitled to vote generally in elections of directors, and (ii) following the closing of such transaction, neither the Company nor the acquiring or surviving entity has a class of common securities (or American Depositary Receipts representing such securities) listed on the NYSE, the NYSE MKT, Nasdaq, or any exchange or quotation system that is a successor to any of the foregoing. In these circumstances, the 8.5% Series B Cumulative Preferred Stock is convertible into a number of common shares of the Company equal to the lesser of (a) the quotient obtained by dividing (1) the $25.00 liquidation preference plus the amount of any accrued and unpaid distributions by (2) the price of the common stock, and (b) 14.285.
- This Form 4 is being amended to correct the ownership form from Direct to Indirect, as the reporting person purchased the 8.5% Series B Cumulative Preferred Stock in the reporting person's SEP IRA.