Filing Details
- Accession Number:
- 0001214659-13-000495
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-01 19:07:49
- Reporting Period:
- 2013-01-31
- Filing Date:
- 2013-02-01
- Accepted Time:
- 2013-02-01 19:07:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 808326 | Emcore Corp | EMKR | Semiconductors & Related Devices (3674) | 222746503 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1511120 | Alfredo Gomez | 10420 Research Road Se Albuquerque NM 87123 | Gen. Counsel And Corp. Sec. | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-01-31 | 12,928 | $6.00 | 15,888 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,698 | Indirect | By 401(k) Plan |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- Includes 4,167 shares of restricted stock vesting on January 28, 2014, and 8,334 shares of restricted stock vesting in two equal annual installments beginning on May 3, 2013.
- Shares attributable to EMCORE Corporation 401(k) account as of December 31, 2012.
Billionaire Hedge Funds
