Filing Details
- Accession Number:
- 0001127602-13-003630
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-01 18:11:41
- Reporting Period:
- 2013-01-30
- Filing Date:
- 2013-02-01
- Accepted Time:
- 2013-02-01 18:11:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1450262 | Michelle Gass | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Pres, Starbucks Coffee Emea | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-30 | 21,701 | $36.75 | 148,745 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-01-30 | 28,734 | $22.87 | 177,479 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-01-30 | 19,014 | $8.64 | 196,493 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-30 | 104,449 | $55.62 | 92,044 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-01-30 | 21,701 | $0.00 | 21,701 | $36.75 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-01-30 | 28,734 | $0.00 | 28,734 | $22.87 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-01-30 | 19,014 | $0.00 | 19,014 | $8.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-11-20 | No | 4 | M | Direct | |
| 0 | 2017-11-19 | No | 4 | M | Direct | |
| 19,015 | 2018-11-17 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $55.39 to $56.1650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option representing a right to buy 51,701 shares, became exercisable in one increment of 12,926 shares on November 20, 2007 and three increments of 12,925 shares each on November 20, 2008, November 20, 2009 and November 20, 2010.
- The option representing a right to buy 28,734 shares became exercisable in two increments of 7,184 shares each on November 19, 2008 and November 19, 2009, and two increments of 7,183 shares each on November 19, 2010 and November 19, 2011.
- The option representing a right to buy 38,029 shares became exercisable in one increment of 9,508 shares on November 17, 2009 and three increments of 9,507 shares each on November 17, 2010, November 17, 2011 and November 17, 2012.
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