Filing Details

Accession Number:
0001140361-13-004225
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-01 16:36:39
Reporting Period:
2013-01-14
Filing Date:
2013-02-01
Accepted Time:
2013-02-01 16:36:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1418862 Kior Inc KIOR Industrial Organic Chemicals (2860) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1523849 Paul O'connor Hogebrinkerweg 15 E
Hoevelaken P7 3871 KM
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2013-01-14 10,000 $6.51 1,448,421 No 4 S Direct
Class A Common Stock Acquisiton 2013-01-15 1,000,000 $0.00 2,448,421 No 4 J Indirect N/A
Class A Common Stock Disposition 2013-01-15 10,000 $6.46 2,438,421 No 4 S Direct
Class A Common Stock Disposition 2013-01-16 10,000 $6.28 2,428,421 No 4 S Direct
Class A Common Stock Disposition 2013-01-17 10,000 $6.27 2,418,421 No 4 S Direct
Class A Common Stock Disposition 2013-01-18 10,000 $6.21 2,408,421 No 4 S Direct
Class A Common Stock Disposition 2013-01-22 10,000 $6.19 2,398,421 No 4 S Direct
Class A Common Stock Disposition 2013-01-23 10,000 $6.12 2,388,421 No 4 S Direct
Class A Common Stock Disposition 2013-01-24 10,000 $6.06 2,378,421 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 J Indirect N/A
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Acquisiton 2013-01-15 1,000,000 $0.00 1,000,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,353,576 No 4 J Indirect
Footnotes
  1. One share Class B Common Stock is convertible into one share of Class A Common Stock at any time, at the option of the holder, and all shares of Class B Common Stock may be converted upon the affirmative vote of holders of at least a majority of the shares of Class B Common Stock oustanding. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon any transfer, whether or not for value, subject to certain exceptions.
  2. On January 15, 2013, BIOeCON B.V. effected a conversion of 1,000,000 shares of Class B Common Stock which resulted in BIOeCON B.V. acquiring 1,000,000 shares of Class A Common Stock. In addition, Paul O'Connor and his immediate family members sharing the same household made eight open market sales during the period between January 14 and January 24, and as of the date of this Form 4, directly owns 1,378,421 shares of Class A Common Stock.
  3. 1,000,000 shares of the Class A Common Stock and all of the shares of the Class B Common Stock securities reported are beneficially owned directly by BIOeCON B.V. Paul O'Connor, a Dutch citizen with a business address of Hogebrinkerweg 15 e, 3871 KM Hoevelaken, The Netherlands, is the managing director of BIOeCON B.V. As such, he may be deemed to have voting power and investment power over the shares held by BIOeCON B.V.