Home > Insider Trading > Filing (0000919574-13-000530)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1506492	Sunshine Heart Inc.	SSH	Electromedical & Electrotherapeutic Apparatus (3845)	680533453

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1435179	Straus Asset Management, Llc	767 Third Ave 21St Floor Ny NY 10017		No	No	Yes	No
1542495	Melville Straus	767 Third Avenue 21St Floor New York NY 10017		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-12-10	5,900	$6.74	381,211	No	4	P	Indirect	See Footnote
Common Stock	Disposition	2012-12-11	49,200	$6.98	332,011	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Footnotes

These securities are held in the accounts of several investment funds (collectively, the "Investment Vehicles") for which Straus Asset Management LLC ("SAM") serves as investment manager. Melville Straus is managing member of SAM. SAM and Mr. Straus may be deemed to beneficially own the securities held by the Investment Vehicles by virtue of SAM's position as investment manager of the Investment Vehicles and Mr. Straus's status as managing member of SAM. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. The Reporting Persons affirmatively disclaim being a "group" for purposes of Section 16.