Filing Details
- Accession Number:
- 0001087456-13-000004
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2013-02-01 11:43:18
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-02-01
- Accepted Time:
- 2013-02-01 11:43:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1087456 | United Bancshares Inc | UBOH | National Commercial Banks (6021) | 341516518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247971 | N James Reynolds | 1180 Hickory Ln Angola IN 46703 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-03-31 | 2 | $7.30 | 1,792 | No | 5 | S | Indirect | ESOP |
| Common Stock | Disposition | 2012-06-30 | 3 | $8.58 | 1,792 | No | 5 | S | Indirect | ESOP |
| Common Stock | Disposition | 2012-09-30 | 4 | $8.95 | 1,792 | No | 5 | S | Indirect | ESOP |
| Common Stock | Disposition | 2012-12-31 | 51 | $9.84 | 1,792 | No | 5 | S | Indirect | ESOP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | S | Indirect | ESOP |
| No | 5 | S | Indirect | ESOP |
| No | 5 | S | Indirect | ESOP |
| No | 5 | S | Indirect | ESOP |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 22,970 | Direct | |
| Common Stock | 37,790 | Indirect | Shares held by spouse |
Footnotes
- Shares held in trust for the benefit of the reporting person through the Corporation's Employee Stock Ownership Plan ("ESOP").
- Shares sold to cover expenses of ESOP.
- Shares sold for a required minimum distribution.
Billionaire Hedge Funds
