Filing Details
- Accession Number:
- 0001110803-13-000058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-31 21:26:06
- Reporting Period:
- 2013-01-29
- Filing Date:
- 2013-01-31
- Accepted Time:
- 2013-01-31 21:26:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1110803 | Illumina Inc | ILMN | Laboratory Analytical Instruments (3826) | 330804655 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1364711 | Christian Cabou | 5200 Illumina Way San Diego CA 92122 | Sr Vp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-29 | 5,333 | $0.00 | 45,856 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2013-01-30 | 30,000 | $28.45 | 75,856 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-30 | 30,000 | $50.62 | 45,856 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-01-30 | 10,500 | $32.49 | 56,356 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-30 | 10,500 | $50.84 | 45,856 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-01-30 | 15,000 | $20.04 | 60,856 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-30 | 15,000 | $50.94 | 45,856 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-01-31 | 35,000 | $13.70 | 80,856 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-31 | 35,000 | $50.54 | 45,856 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-01-31 | 35,000 | $0.00 | 35,000 | $13.70 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-01-30 | 15,000 | $0.00 | 15,000 | $20.04 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-01-30 | 30,000 | $0.00 | 30,000 | $28.45 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-01-30 | 10,500 | $0.00 | 10,500 | $32.49 |
| Common Stock | Performance Shares | Acquisiton | 2013-01-29 | 24,000 | $0.00 | 24,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-05-30 | 2016-05-30 | No | 4 | M | Direct |
| 0 | 2007-02-25 | 2017-01-25 | No | 4 | M | Direct |
| 0 | 2009-02-28 | 2019-01-28 | No | 4 | M | Direct |
| 0 | 2008-02-29 | 2018-01-29 | No | 4 | M | Direct |
| 24,000 | 2016-01-03 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | by Spouse |
Footnotes
- Grant of restricted stock units that vest as follows: 25% of the Shares subject to the Award become vested on each of the first four anniversaries of grant date, subject to Awardee's continuing to be a Service Provider on such dates.
- The sale was made pursuant to a 10b5-1 plan.
- Weighted average sale price representing 30,000 shares sold ranging from $50.37 to $50.80 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- Weighted average sale price representing 10,500 shares sold ranging from $50.80 to $50.88 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- Weighted average sale price representing 15,000 shares sold ranging from $50.88 to $51.01 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- Weighted average sale price representing 35,000 shares sold ranging from $50.07 to $50.99 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2016. The number of shares issued will range from 50% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2016 relative to pre-defined objectives.
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