Filing Details
- Accession Number:
- 0001181431-13-005889
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-31 19:01:42
- Reporting Period:
- 2013-01-29
- Filing Date:
- 2013-01-31
- Accepted Time:
- 2013-01-31 19:01:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
319201 | Kla Tencor Corp | KLAC | Optical Instruments & Lenses (3827) | 042564110 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1142615 | W Edward Barnholt | C/O Kla-Tencor Corporation One Technology Drive Milpitas CA 95035 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-29 | 2,500 | $40.68 | 6,309 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-01-29 | 2,500 | $55.35 | 3,809 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-01-29 | 1,250 | $51.98 | 5,059 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-01-29 | 1,250 | $55.38 | 3,809 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-01-29 | 1,250 | $47.86 | 5,059 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-01-29 | 1,250 | $55.37 | 3,809 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-01-29 | 1,250 | $41.45 | 5,059 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-01-29 | 1,250 | $55.35 | 3,809 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-01-29 | 1,250 | $50.39 | 5,059 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-01-29 | 1,250 | $55.33 | 3,809 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-01-29 | 1,875 | $50.39 | 5,684 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-01-29 | 1,875 | $55.35 | 3,809 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-01-29 | 2,500 | $0.00 | 2,500 | $40.68 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-01-29 | 1,250 | $0.00 | 1,250 | $51.98 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-01-29 | 1,250 | $0.00 | 1,250 | $47.86 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-01-29 | 1,250 | $0.00 | 1,250 | $41.45 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-01-29 | 1,250 | $0.00 | 1,250 | $50.39 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-01-29 | 1,875 | $0.00 | 1,875 | $50.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-10-18 | No | 4 | M | Direct | |
0 | 2013-01-31 | No | 4 | M | Direct | |
0 | 2013-05-02 | No | 4 | M | Direct | |
0 | 2013-08-01 | No | 4 | M | Direct | |
0 | 2014-02-14 | No | 4 | M | Direct | |
0 | 2014-02-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 39,167 | Indirect | By Trust |
Common Stock - Restricted Stock Units | 3,836 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $55.351 to $55.354. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $55.374 to $55.376. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $55.362 to $55.374. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $55.334 to $55.352. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $55.331 to $55.336. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $55.35 to $55.356. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
- Represents a stock option granted on October 18, 2004, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on October 18, 2004.
- Represents a stock option granted on January 31, 2006, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on January 31, 2006.
- Represents a stock option granted on May 2, 2006, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 2, 2006.
- Represents a stock option granted on August 1, 2006, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on August 1, 2006.
- Represents a stock option granted on February 14, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on February 14, 2007.
- Represents a stock option granted on February 14, 2007, granting the Reporting Person the right to purchase up to 1,875 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on February 14, 2007.