Filing Details
- Accession Number:
- 0001246360-13-000718
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-31 17:40:14
- Reporting Period:
- 2013-01-29
- Filing Date:
- 2013-01-31
- Accepted Time:
- 2013-01-31 17:40:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
766421 | Alaska Air Group Inc. | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188828 | Keith Loveless | 19300 International Blvd Seattle WA 98188 | Vp/Legal & General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-29 | 9,576 | $13.78 | 37,226 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-01-29 | 9,576 | $46.69 | 27,650 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2013-01-29 | 9,576 | $0.00 | 9,576 | $13.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-01-29 | 2019-01-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock Espp | 3,030 | Direct | |
Restricted Stock Unit | 12,820 | Direct | |
Common Stock 401(K) | 450 | Indirect | ESOP TRUST |
Footnotes
- SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. 2010 EMPLOYEE STOCK PURCHASE PLAN, AS OF 12/31/2012.
- STOCK UNITS AWARDED UNDER THE 2008 PERFORMANCE INCENTIVE PLAN; NOT YET VESTED BUT NO LONGER SUBJECT TO FORFEITURE.
- COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2012.
- SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. LOVELESS ON 7/30/2012.