Filing Details

Accession Number:
0001214659-13-000457
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-31 16:54:21
Reporting Period:
2013-01-29
Filing Date:
2013-01-31
Accepted Time:
2013-01-31 16:54:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
808326 Emcore Corp EMKR Semiconductors & Related Devices (3674) 222746503
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1156899 Q Hong Hou 10420 Research Road, Se
Albuquerque NM 87123
Ceo & President No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-01-29 4,838 $5.59 71,477 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,730 Indirect By 401(k) Plan
Footnotes
  1. All sales were effected pursuant to a 10b5-1 plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the vesting of shares of restricted stock that were granted under the Company's 2010 Equity Incentive Plan, which grant was exempt from Section 16b pursuant to Rule 16b-3(d).
  2. Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $5.59 to $5.71 per share. The reporting person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
  3. Includes 12,500 shares of restricted stock granted under the Company's 2010 Equity Incentive Plan, vesting on January 28, 2014.
  4. Shares attributable to EMCORE Corporation 401(k) account as of December 31, 2012.