Filing Details
- Accession Number:
- 0001181431-13-005767
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-31 16:15:39
- Reporting Period:
- 2013-01-30
- Filing Date:
- 2013-01-31
- Accepted Time:
- 2013-01-31 16:15:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1524931 | Chuy's Holdings Inc. | CHUY | Retail-Eating Places (5812) | 205717694 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1131776 | 522 Fifth Avenue Fund, L.p. | 270 Park Avenue New York NY 10017 | No | No | No | Yes | |
1346242 | J.p. Morgan U.s. Direct Corporate Finance Instl Invts Iii Llc | 270 Park Avenue New York NY 10017 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-01-30 | 118,739 | $24.00 | 103,887 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- J.P Morgan U.S. Direct Corporate Finance Institutional Investors III LLC ("JPM") and 522 Fifth Avenue Fund, L.P. ("522") sold 117,551 and 1,188 shares in a registered public offering on January 30, 2013 (the "Secondary Offering"), respectively. After the sale, JPM and 522 hold 102,849 and 1,038 shares, respectively. In connection with the initial public offering of shares of common stock of Chuy's Holdings, Inc. (the "Company"), JPM and 522 entered into a Voting Agreement, dated July 9, 2012 (the "Voting Agreement") with the Company, Goode Chuy's Holdings, LLC, Goode Chuy's Direct Investors, LLC and MY/ZP Equity, LP. (Continued to Footnote 2)
- As a result of the Voting Agreement, each party thereto may have been deemed to beneficially own all of the shares of common stock of the parties to the Voting Agreement. Pursuant to the terms of the Voting Agreement, the Voting Agreement terminates once the parties thereto collectively no longer own 50% of the outstanding common stock of the Company. As a result of the sales in the Secondary Offering, the Voting Agreement terminated and JPM and 522 are no longer subject to Section 16 reporting requirements.