Filing Details
- Accession Number:
- 0001161697-13-000081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-31 16:05:58
- Reporting Period:
- 2013-01-29
- Filing Date:
- 2013-01-31
- Accepted Time:
- 2013-01-31 16:05:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1074828 | Visualant Inc | VSUL | Measuring & Controlling Devices, Nec (3829) | 911948357 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1140319 | P Ronald Erickson | 500 Union Street Suite 420 Seattle WA 98101 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-29 | 1,500,000 | $0.08 | 3,500,000 | No | 4 | P | Indirect | . |
Common Stock | Acquisiton | 2013-01-29 | 152,000 | $0.08 | 152,000 | No | 4 | P | Indirect | . |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | . |
No | 4 | P | Indirect | . |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,884,906 | Direct | |
Common Stock | 500,000 | Indirect | . |
Common Stock | 66,667 | Indirect | . |
Common Stock | 1,000,000 | Indirect | . |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase Common Stock | $0.15 | 2020-05-09 | 3,000,000 | 3,000,000 | Direct | |
Common Stock | Option to Purchase Common Stock | $0.13 | 2022-06-08 | 1,000,000 | 4,000,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-05-09 | 3,000,000 | 3,000,000 | Direct |
2022-06-08 | 1,000,000 | 4,000,000 | Direct |
Footnotes
- Held by Dia Armenta, the Reporting Person's wife.
- Held by eCharge Corp.
- Held by Juliz Limited Partnership- Family LP.
- Held by J3E2A2Z Limited Partnership.
- Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.
- Option vests quarterly over 2 years commencing 05-10-2010.
- Option vests quarterly over 1 year commencing 06-08-2012. Option grant is subject to an increase in the 2011 Stock Incentive Plan at the 2012 Annual Shareholder Meeting.