Filing Details

Accession Number:
0001161697-13-000081
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-31 16:05:58
Reporting Period:
2013-01-29
Filing Date:
2013-01-31
Accepted Time:
2013-01-31 16:05:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1074828 Visualant Inc VSUL Measuring & Controlling Devices, Nec (3829) 911948357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1140319 P Ronald Erickson 500 Union Street
Suite 420
Seattle WA 98101
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-01-29 1,500,000 $0.08 3,500,000 No 4 P Indirect .
Common Stock Acquisiton 2013-01-29 152,000 $0.08 152,000 No 4 P Indirect .
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect .
No 4 P Indirect .
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,884,906 Direct
Common Stock 500,000 Indirect .
Common Stock 66,667 Indirect .
Common Stock 1,000,000 Indirect .
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to Purchase Common Stock $0.15 2020-05-09 3,000,000 3,000,000 Direct
Common Stock Option to Purchase Common Stock $0.13 2022-06-08 1,000,000 4,000,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-05-09 3,000,000 3,000,000 Direct
2022-06-08 1,000,000 4,000,000 Direct
Footnotes
  1. Held by Dia Armenta, the Reporting Person's wife.
  2. Held by eCharge Corp.
  3. Held by Juliz Limited Partnership- Family LP.
  4. Held by J3E2A2Z Limited Partnership.
  5. Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.
  6. Option vests quarterly over 2 years commencing 05-10-2010.
  7. Option vests quarterly over 1 year commencing 06-08-2012. Option grant is subject to an increase in the 2011 Stock Incentive Plan at the 2012 Annual Shareholder Meeting.