Filing Details
- Accession Number:
- 0000315189-13-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-30 17:16:33
- Reporting Period:
- 2013-01-29
- Filing Date:
- 2013-01-30
- Accepted Time:
- 2013-01-30 17:16:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 315189 | Deere & Co | DE | Farm Machinery & Equipment (3523) | 362382580 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1350112 | James Israel | One John Deere Place Moline IL 61265 | President, Worldwide Financial | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| $1 Par Common Stock | Acquisiton | 2013-01-29 | 33,787 | $52.25 | 74,562 | No | 4 | M | Direct | |
| $1 Par Common Stock | Disposition | 2013-01-29 | 33,787 | $95.00 | 40,775 | No | 4 | S | Direct | |
| $1 Par Common Stock | Acquisiton | 2013-01-29 | 17,021 | $52.25 | 36,622 | No | 4 | M | Indirect | By Trust |
| $1 Par Common Stock | Disposition | 2013-01-29 | 17,021 | $95.00 | 19,601 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Market Priced Options | Disposition | 2013-01-29 | 33,787 | $0.00 | 33,787 | $52.25 |
| Common Stock | Market Priced Options | Disposition | 2013-01-29 | 17,021 | $0.00 | 17,021 | $52.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-12-09 | No | 4 | M | Direct | |
| 0 | 2019-12-09 | No | 4 | M | Indirect |
Footnotes
- Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012.
- Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012.
- Includes 40,775 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
- All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
- The options became exercisable in three approximately equal installments on December 9, 2010, 2011 and 2012.
Billionaire Hedge Funds
