Filing Details

Accession Number:
0001123292-13-000202
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-30 17:03:27
Reporting Period:
2013-01-28
Filing Date:
2013-01-30
Accepted Time:
2013-01-30 17:03:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1055454 School Specialty Inc SCHS Wholesale-Durable Goods (5000) 390971239
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
908724 S Michael Dell C/O Dell Inc.
One Dell Way
Round Rock TX 78682
No No Yes No
1105497 P L Capital Msd 645 Fifth Avenue, 21St Floor
New York NY 10022
No No Yes No
1217005 Msd Sbi Lp 645 Fifth Avenue, 21St Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Disposition 2013-01-28 2,135,000 $0.13 749,499 No 4 S Indirect See footnotes
Common Stock, Par Value $0.001 Per Share Disposition 2013-01-29 749,499 $0.14 0 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
Footnotes
  1. This transaction was executed in multiple trades on January 28, 2013 at prices ranging from $0.1200 to $0.1605. The price reported reflects the weighted average sales price. The reporting persons hereby undertake to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities sold at each separate price.
  2. This transaction was executed in multiple trades on January 29, 2013 at prices ranging from $0.1120 to $0.1648. The price reported reflects the weighted average sales price. The reporting persons hereby undertake to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities sold at each separate price.
  3. This statement is jointly filed by and on behalf of each of MSD Capital, L.P. ("MSD Capital"), MSD SBI, L.P. ("MSD SBI") and Michael S. Dell. MSD Capital is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC ("MSD Capital Management") is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Each of Glenn R. Fuhrman, John C. Phelan and Marc R. Lisker is a manager of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Each of Messrs. Dell, Fuhrman, Phelan and Lisker disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.
  4. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
  5. Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.