Filing Details
- Accession Number:
- 0001181431-13-005573
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-30 16:54:30
- Reporting Period:
- 2013-01-28
- Filing Date:
- 2013-01-30
- Accepted Time:
- 2013-01-30 16:54:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
771856 | Champions Oncology Inc. | CSBR | Biological Products, (No Disgnostic Substances) (2836) | 521401755 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192362 | D Richard Frisbie | 930 Winter Street, Suite 2500 Waltham MA 02451 | No | No | Yes | No | |
1192451 | P Kenneth Lawler | 930 Winter Street, Suite 2500 Waltham MA 02451 | No | No | Yes | No | |
1192462 | J Thomas Crotty | 930 Winter Street, Suite 2500 Waltham MA 02451 | No | No | Yes | No | |
1199925 | David R Tabors | 930 Winter Street, Suite 2500 Waltham MA 02451 | No | No | Yes | No | |
1199926 | R Scott Tobin | C/O Battery Ventures 930 Winter Street, Suite 2500 Waltham MA 02451 | Yes | No | Yes | No | |
1404868 | H Roger Lee | 930 Winter Street, Suite 2500 Waltham MA 02451 | No | No | Yes | No | |
1485934 | Battery Ventures Ix, L.p. | 930 Winter Street Suite 2500 Waltham MA 02451 | No | No | Yes | No | |
1517640 | Battery Investment Partners Ix, Llc | 930 Winter Street Suite 2500 Waltham MA 02451 | No | No | Yes | No | |
1517642 | Battery Partners Ix, Llc | 930 Winter Street Suite 2500 Waltham MA 02451 | No | No | Yes | No | |
1532809 | Neeraj Agrawal | 930 Winter Street, Suite 2500 Waltham MA 02451 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-28 | 7,000,000 | $0.50 | 15,566,667 | No | 4 | P | Indirect | By Funds |
Common Stock | Acquisiton | 2013-01-28 | 464,373 | $0.00 | 16,031,040 | No | 4 | J | Indirect | By Funds |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Funds |
No | 4 | J | Indirect | By Funds |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to purchase shares of Common Stock | Acquisiton | 2013-01-28 | 700,000 | $0.00 | 700,000 | $0.66 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
700,000 | 2013-01-28 | 2018-01-28 | No | 4 | A | Indirect |
Footnotes
- The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
- Consists of 15,412,557 shares of the Issuer's Common Stock held by Battery Ventures IX, L.P. ("BVIX") and 154,110 shares of the Issuer's Common Stock held by Battery Investment Partners IX, LLC ("BIPIX"). Battery Partners IX, LLC ("BPIX") is the sole general partner of BVIX and the sole manager of BIPIX. Battery Management Corp. ("BMC") is the investment advisor of BPIX. Thomas J. Crotty, Richard D. Frisbie, Kenneth P. Lawler, R. David Tabors, Scott R. Tobin, Roger H. Lee, Neeraj Agrawal, Michael M. Brown, Jesse Feldman and Brian O'Malley (collectively, the "Managing Members") are the managing members of BPIX and BMC and may be deemed to have shared voting and dispositive power over the shares held by BVIX and BIPIX.
- As more particularly described in the Schedule 13D/A, as a result of the transaction (see footnote 1 above), the 464,373 shares of Common Stock were issued for no consideration pursuant to contractual anti-dilution undertakings of the Issuer in its Securities Purchase Agreement dated March 24, 2011 between the Issuer, BVIX, BIPIX and certain other investors.
- Consists of 15,872,333 shares of the Issuer's Common Stock held BVIX and 158,707 shares of the Issuer's Common Stock held by BIPIX. BPIX is the sole general partner of BVIX and the sole manager of BIPIX. BMC is the investment advisor of BPIX. The Managing Members are the managing members of BPIX and BMC and may be deemed to have shared voting and dispositive power over the shares held by BVIX and BIPIX.
- The warrant was acquired in connection with the purchase of shares of Common Stock pursuant to the Securities Purchase Agreement dated January 28, 2013 between the Issuer, BVIX, BIPIX and certain other investors for no additional consideration.
- Consists of a warrant to purchase 693,070 shares of the Issuer's Common Stock held by BVIX and a warrant to purchase 6,930 shares of the Issuer's Common Stock held by BIPIX. BPIX is the sole general partner of BVIX and the sole manager of BIPIX. BMC is the investment advisor of BPIX. The Managing Members are the managing members of BPIX and BMC and may be deemed to have shared voting and dispositive power over the shares held by BVIX and BIPIX.