Filing Details
- Accession Number:
- 0000315189-13-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-30 16:51:25
- Reporting Period:
- 2013-01-29
- Filing Date:
- 2013-01-30
- Accepted Time:
- 2013-01-30 16:51:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
315189 | Deere & Co | DE | Farm Machinery & Equipment (3523) | 362382580 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196901 | R Samuel Allen | Deere &Amp; Co One John Deere Place Moline IL 61265 | Chairman & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
$1 Par Common Stock | Acquisiton | 2013-01-29 | 19,922 | $34.44 | 206,296 | No | 4 | M | Direct | |
$1 Par Common Stock | Disposition | 2013-01-29 | 19,922 | $95.00 | 186,374 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Market Priced Options | Disposition | 2013-01-29 | 19,922 | $0.00 | 19,922 | $34.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-12-07 | 2015-12-07 | No | 4 | M | Direct |
Footnotes
- Exercise of Rule 16b-3 employee stock options and related sale of shares.
- Includes 153,478 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 47,203 common shares of the Issuer that are directly owned by a limited liability company for the benefit of the reporting persons immediate family.
- All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.