Filing Details
- Accession Number:
- 0001552141-13-000001
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2013-01-30 16:49:27
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-01-30
- Accepted Time:
- 2013-01-30 16:49:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1082198 | Pernix Group Inc. | PRXG | General Bldg Contractors - Residential Bldgs (1520) | 364025775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1552141 | David Gregg Pollack | 1841 Fairfield Avenue Chicago IL 60647 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Pernix Group, Inc. Common Stock | Acquisiton | 2012-06-26 | 500 | $2.75 | 500 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Pernix Group, Inc. Common Stock | Stock Options (right to buy) | Acquisiton | 2012-01-26 | 7,000 | $0.00 | 7,000 | $2.09 |
| Pernix Group, Inc. Common Stock | Stock Options (right to buy) | Acquisiton | 2012-01-26 | 7,000 | $0.00 | 7,000 | $2.09 |
| Pernix Group, Inc. Common Stock | Stock Options (right to buy) | Acquisiton | 2012-01-26 | 7,000 | $0.00 | 7,000 | $2.09 |
| Pernix Group, Inc. Common Stock | Stock Options (right to buy) | Acquisiton | 2012-01-26 | 7,000 | $0.00 | 7,000 | $2.09 |
| Pernix Group, Inc. Common Stock | Stock Options (right to buy) | Acquisiton | 2012-01-26 | 7,000 | $0.00 | 7,000 | $2.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,000 | 2013-01-26 | 2022-01-26 | No | 5 | A | Direct |
| 7,000 | 2014-01-26 | 2022-01-26 | No | 5 | A | Direct |
| 7,000 | 2015-01-26 | 2022-01-26 | No | 5 | A | Direct |
| 7,000 | 2016-01-26 | 2022-01-26 | No | 5 | A | Direct |
| 7,000 | 2017-01-26 | 2022-01-26 | No | 5 | A | Direct |
Billionaire Hedge Funds
