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Home > Insider Trading > Filing (0001209191-13-005183)

Filing Details

Accession Number:: 0001209191-13-005183
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-01-30 16:28:51
Reporting Period:: 2013-01-28

Filing Date:: 2013-01-30
Accepted Time:: 2013-01-30 16:28:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1397911	Lpl Financial Holdings Inc.	LPLA	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	203717839

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1405364	L Stephanie Brown	C/O Lpl Financial Holdings Inc. 75 State Street, 24Th Floor Boston MA 02109	Md & General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-01-28	10,349	$32.00	563,720	No	4	S	Direct
Common Stock	Disposition	2013-01-29	11,000	$33.00	552,720	No	4	S	Direct
Common Stock	Disposition	2013-01-29	10,349	$34.00	542,371	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person on September 14, 2012.