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Filing Details

Accession Number:: 0001181431-13-005439
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-01-29 20:21:41
Reporting Period:: 2013-01-25

Filing Date:: 2013-01-29
Accepted Time:: 2013-01-29 20:21:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
867374	Electronics For Imaging Inc	EFII	Computer Communications Equipment (3576)	943086355

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1116233	Guy Gecht	303 Velocity Way Foster City CA 94404	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2013-01-25	7,083	$21.58	297,349	No	4	S	Direct
Common Stock	Disposition	2013-01-25	88,245	$22.72	209,104	No	4	S	Direct
Common Stock	Disposition	2013-01-25	26,272	$23.03	182,832	No	4	S	Direct
Common Stock	Acquisiton	2013-01-25	84,412	$10.77	267,244	No	4	M	Direct
Common Stock	Disposition	2013-01-25	40,208	$22.61	227,036	No	4	F	Direct
Common Stock	Disposition	2013-01-25	16,817	$22.61	210,219	No	4	F	Direct
Common Stock	Acquisiton	2013-01-25	3,885	$10.77	214,104	No	4	M	Direct
Common Stock	Disposition	2013-01-25	1,850	$22.61	212,254	No	4	F	Direct
Common Stock	Disposition	2013-01-25	1,057	$22.61	211,197	No	4	F	Direct
Common Stock	Acquisiton	2013-01-25	87,413	$10.77	298,610	No	4	M	Direct
Common Stock	Disposition	2013-01-25	41,638	$22.61	256,972	No	4	F	Direct
Common Stock	Disposition	2013-01-25	23,885	$22.61	233,087	No	4	F	Direct
Common Stock	Disposition	2013-01-28	1,168	$23.00	231,919	No	4	S	Direct
Common Stock	Disposition	2013-01-28	50,255	$22.66	181,664	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2013-01-25	84,412	$0.00	84,412	$10.77
Common Stock	Stock Option (Right to Buy)	Disposition	2013-01-25	3,885	$0.00	3,885	$10.77
Common Stock	Stock Option (Right to Buy)	Disposition	2013-01-25	87,413	$0.00	87,413	$10.77

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
32,138	2016-08-28	No	4	M	Direct
15,540	2016-08-28	No	4	M	Direct
87,412	2016-08-28	No	4	M	Direct

Footnotes

This sale of shares was effected pursuant to a Rule 10b5-1 plan entered by the reporting person in February 2012 (the "10b5-1 Plan").
This transaction was executed in multiple trades ranging from $21.00 to $21.99. The price reported above reflect the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades ranging from $22.00 to $22.99. The price reported above reflect the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades ranging from $23.00 to $23.24. The price reported above reflect the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
These shares of common stock were issued upon exercise of stock options granted to the reporting person in August 2009. The exercise of these stock options was effected pursuant to the 10b5-1 Plan.
Represents shares of common stock withheld by the issuer in payment by the reporting person of the exercise price. This transaction is exempt under Rule 16b-3(e).
Represents shares of common stock withheld by the issuer for tax purposes upon the exercise of stock options by the reporting person. This transaction is exempt under Rule 16b-3(e).
This transaction was executed in multiple trades ranging from $22.42 to $23.00. The price reported above reflect the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
The exercise of these stock options was effected pursuant to the 10b5-1 Plan.
This stock option award was granted on August 28, 2009 and was scheduled to vest and became exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months.
This is a performance-based award granted on August 28, 2009. The vesting of these options is subject to the issuer's annual return on equity percentage, on a non-GAAP basis, (the "Annual ROE Percentage"), as compared with the issuer's annual return on equity percentage for its 2008 fiscal year (the "2008 ROE Percentage") according to the following schedule: 20% of these options were scheduled to vest when the Annual ROE Percentage is equal to or greater than two percentage points more than the 2008 ROE Percentage; 20% of these options will vest when the Annual ROE Percentage is equal to or greater than four percentage points more than the 2008 ROE Percentage; 20% of these options will vest when the Annual ROE Percentage is equal to or greater than six percentage points more than the 2008 ROE Percentage; [continued on footnote 12]
20% of these options will vest when the Annual ROE Percentage is equal to or greater than eight percentage points more than the 2008 ROE Percentage; and 20% of these options will vest when the Annual ROE Percentage is equal to or greater than ten percentage points more than the 2008 ROE Percentage. The first 20% tranche or 3,885 of these stock options vested and became exercisable on February 9, 2012.
This is a performance-based award granted on August 28, 2009. The vesting of these options is subject to the price of the issuer's common stock, as measured by the average per-share closing price over a period of 20 consecutive trading days (the "average stock price"), attaining specified levels of appreciation over the per-share closing stock price on the date of grant, or $10.77 (the "grant date stock price"), according to the following schedule: 25% of these options were scheduled to vest when the average stock price equals or exceeds $16.16 (150% of the grant date stock price); 25% of these options were scheduled to vest when the average stock price equals or exceeds $18.85 (175% of the grant date stock price); [continued on footnote 14]
25% of these options will vest when the average stock price equals or exceeds $21.54 (200% of the grant date stock price); and 25% of these options will vest when the average stock price equals or exceeds $24.23 (225% of the grant date stock price). 43,707 of these stock options vested and became exercisable on April 27, 2011. 43,706 of these stock options vested and became exercisable on January 14, 2013.