Filing Details
- Accession Number:
- 0001181431-13-005430
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-29 19:12:50
- Reporting Period:
- 2013-01-25
- Filing Date:
- 2013-01-29
- Accepted Time:
- 2013-01-29 19:12:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
319201 | Kla Tencor Corp | KLAC | Optical Instruments & Lenses (3827) | 042564110 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196898 | P Richard Wallace | C/O Kla-Tencor Corporation One Technology Drive Milpitas CA 95035 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-01-25 | 11,660 | $56.02 | 48,840 | No | 4 | S | Indirect | By Trust |
Common Stock | Acquisiton | 2013-01-25 | 12,500 | $51.23 | 61,340 | No | 4 | M | Indirect | By Trust |
Common Stock | Disposition | 2013-01-25 | 12,500 | $56.31 | 48,840 | No | 4 | S | Indirect | By Trust |
Common Stock | Acquisiton | 2013-01-25 | 50,000 | $52.53 | 98,840 | No | 4 | M | Indirect | By Trust |
Common Stock | Disposition | 2013-01-25 | 50,000 | $53.69 | 48,840 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 4 | M | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | M | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-01-25 | 50,000 | $0.00 | 50,000 | $52.53 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-01-25 | 12,500 | $0.00 | 12,500 | $51.23 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-02-17 | No | 4 | M | Direct | |
0 | 2013-07-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock - Restricted Stock Units | 248,500 | Direct |
Footnotes
- This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2009, as modified most recently on December 12, 2011, which plan was administratively transferred to a new broker effective November 2, 2012.
- Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
- Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made.
- Represents a stock option granted on February 17, 2006, granting the Reporting Person the right to purchase up to 50,000 shares of KLA-Tencor common stock. 10,000 of the shares subject to this stock option vested on the one-year anniversary of the grant date, and 1/48 of the remaining 40,000 shares subject to this stock option vested on the 13-month anniversary of the grant date and each monthly anniversary thereafter until February 17, 2011.
- Represents a stock option granted on July 30, 2003, granting the Reporting Person the right to purchase up to 12,500 shares of KLA-Tencor common stock. 2,500 of the shares subject to this stock option vested on the November 8, 2003 and 1/48 of the remaining 2,600 shares subject to this stock option vested on December 8, 2003 and each monthly anniversary thereafter until November 8, 2007.