Filing Details
- Accession Number:
- 0001181431-13-005400
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-29 16:41:28
- Reporting Period:
- 2013-01-25
- Filing Date:
- 2013-01-29
- Accepted Time:
- 2013-01-29 16:41:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 815065 | Steris Corp | STE | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 341482024 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236375 | L William Aamoth | 5960 Heisley Road Mentor OH 44060 | V P - Corporate Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Acquisiton | 2013-01-25 | 2,000 | $27.45 | 10,027 | No | 4 | M | Direct | |
| Common Shares, No Par Value | Disposition | 2013-01-25 | 2,000 | $37.47 | 8,027 | No | 4 | S | Direct | |
| Common Shares, No Par Value | Acquisiton | 2013-01-28 | 4,525 | $27.68 | 12,552 | No | 4 | M | Direct | |
| Common Shares, No Par Value | Disposition | 2013-01-28 | 4,525 | $37.68 | 8,027 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Employee Stock Option Exercise | Disposition | 2013-01-25 | 2,000 | $0.00 | 2,000 | $27.45 |
| Common Shares, No Par Value | Employee Stock Option Exercise | Disposition | 2013-01-28 | 4,525 | $0.00 | 4,525 | $27.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-09-12 | No | 4 | M | Direct | |
| 0 | 2017-07-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares, No Par Value | 500 | Indirect | See Footnote Below. |
| Common Shares, No Par Value | 635 | Indirect | See Footnote Below. |
Footnotes
- These open market sales of a total of 2,000 Common Shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on August 3, 2012.
- This represents the average sales price of the shares sold. The actual 7 sales prices ranged from $37.45 per share to $37.50 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 7 sales prices.
- These open market sales of a total of 4,525 Common Shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on August 3, 2012.
- 5,280 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 2,680 on May 20, 2014, 500 on May 31, 2013, 500 on June 2, 2014, 500 on June 1, 2015, 275 on May 30, 2013, 275 on May 30, 2014, 275 on June 1, 2015 and 275 on May 31, 2016.
- Represents an investment by Mr. Aamoth in his Vanguard William L. Aamoth - Rollover IRA Brokerage Account.
- Represents 647.944 units of the STERIS Corporation 401(k) Plan STERIS Stock Fund which equals 635 Common share equivalents as of January 28, 2013.
- These options became exercisable as follows: 500 on November 1, 2008, 500 on November 1, 2009, 500 on November 1, 2010 and 500 on November 1, 2011.
- These options became exercisable as follows: 1,131 on July 27, 2008, 1,131 on July 27, 2009, 1,131 on July 27, 2010 and 1,132 on July 27, 2011.
Billionaire Hedge Funds
