Filing Details
- Accession Number:
- 0001179110-13-001342
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-29 15:43:06
- Reporting Period:
- 2013-01-28
- Filing Date:
- 2013-01-29
- Accepted Time:
- 2013-01-29 15:43:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1278460 | Adventaymore Enhanced Growth & Income Fund | LCM | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1251345 | V Tracy Maitland | 1271 Avenue Of The Americas, 45Th Floor New York NY 10020 | Chairman, President & Ceo | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-28 | 3,300 | $9.98 | 15,300 | No | 4 | P | Indirect | Taxable - Tracy V. Maitland |
Common Stock | Acquisiton | 2013-01-28 | 3,000 | $9.98 | 18,300 | No | 4 | P | Indirect | Taxable - Tracy V. Maitland |
Common Stock | Acquisiton | 2013-01-28 | 8,700 | $9.99 | 27,000 | No | 4 | P | Indirect | taxable - Tracy V. Maitland |
Common Stock | Acquisiton | 2013-01-28 | 1,000 | $9.97 | 28,000 | No | 4 | P | Indirect | IRA - Tracy V. Maitland |
Common Stock | Acquisiton | 2013-01-28 | 1,000 | $9.98 | 29,000 | No | 4 | P | Indirect | IRA - Tracy V. Maitland |
Common Stock | Acquisiton | 2013-01-28 | 1,000 | $9.98 | 30,000 | No | 4 | P | Indirect | IRA - Tracy V. Maitland |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Taxable - Tracy V. Maitland |
No | 4 | P | Indirect | Taxable - Tracy V. Maitland |
No | 4 | P | Indirect | taxable - Tracy V. Maitland |
No | 4 | P | Indirect | IRA - Tracy V. Maitland |
No | 4 | P | Indirect | IRA - Tracy V. Maitland |
No | 4 | P | Indirect | IRA - Tracy V. Maitland |