Filing Details
- Accession Number:
- 0001179110-13-001341
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-29 15:41:45
- Reporting Period:
- 2013-01-28
- Filing Date:
- 2013-01-29
- Accepted Time:
- 2013-01-29 15:41:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1391461 | Advent Claymore Convertible Securities & Income Fund Ii | AGC | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1251345 | V Tracy Maitland | 1271 Avenue Of The Americas, 45Th Floor New York NY 10020 | Chairman, President & Ceo | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-28 | 6,000 | $7.02 | 12,000 | No | 4 | P | Indirect | Taxable - Tracy V. Maitland |
Common Stock | Acquisiton | 2013-01-28 | 4,000 | $7.01 | 16,000 | No | 4 | P | Indirect | Taxable - Tracy V. Maitland |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Taxable - Tracy V. Maitland |
No | 4 | P | Indirect | Taxable - Tracy V. Maitland |